Nettet22. sep. 2024 · Episode 7: The FCA’s Consumer Duty The FCA has now published its final rules implementing a new Consumer Duty. In this podcast episode we highlight … Nettet20. des. 2024 · This episode features Gavin Lewis (partner, dispute resolution, London) and Sara Cody (counsel, financial regulation, London). Listen below, or click here to …
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NettetIn this first instalment of our Consumer Duty Series we explained the overarching themes and focus of the Consumer Duty, explore when and how it will apply, examine its … Nettet8. feb. 2024 · Network with your peers in person. We'll have in attendance numerous Heads of Risk, Compliance and Conduct who are all responsible for implementing Consumer Duty. As well as making valuable connections to support you through implementation, you’ll be able to benchmark your progress against your peers as you … commercial shop gst rate
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NettetThe FCA has proposed that the Consumer Duty would apply to all firms in the distribution chain that can influence material aspects of the design, target market or performance of … Nettet2. des. 2024 · A further proposed amendment denies investment funds access to the exclusion from the Duty for non-retail financial instruments with a denomination or minimum investment of at least £50,000. It's hard to see why investment funds are singled out here. The FCA's consultation paper says it wants to make sure that retail business … Nettet4. mai 2024 · The new Consumer Duty rules will apply to all FCA regulated firms who provide products and services to retail clients. This includes firms within the entire distribution chain that can influence material aspects of the design, target market or performance of a retail financial product or service. dss grant service directory